Title: Spark Energy, Inc. (Form: 4, Received: 06/29/2021 12:46:53)
Subject: EDGAR Online Pro
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FORM 4
[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES

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| Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |

1. Name and Address of Reporting Person ^*

Maxwell W Keith III

2. Issuer Name and Ticker or Trading Symbol

Spark Energy, Inc. [ SPKE ]

5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

__X__ Director                    __X__ 10% Owner
__X__ Officer (give title below)    _____ Other (specify below)
CEO

(Last)         (First)         (Middle)

12140 WICKCHESTER LANE, SUITE 100,

3. Date of Earliest Transaction (MM/DD/YYYY)

6/25/2021

(Street)

HOUSTON, TX 77079
(City)       (State)       (Zip)

4. If Amendment, Date Original Filed (MM/DD/YYYY)

6. Individual or Joint/Group Filing (Check Applicable Line)

___ Form filed by One Reporting Person
_ X _ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned

1.Title of Security
(Instr. 3)

2. Trans. Date

2A. Deemed Execution Date, if any

3. Trans. Code
(Instr. 8)

4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)

5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)

6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)

7. Nature of Indirect Beneficial Ownership (Instr. 4)

| | | Code | V | Amount | (A) or (D) | Price | | |
Class A Common Stock | 6/25/2021 | | P | | 18085 | A | $10.875 ^(1) | 2668087 | D |
Class A Common Stock | 6/25/2021 | | P | | 496 | A | $10.836 ^(1) | 2668583 | D |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)

1. Title of Derivate Security
(Instr. 3)

2. Conversion or Exercise Price of Derivative Security

3. Trans. Date

3A. Deemed Execution Date, if any

4. Trans. Code
(Instr. 8)

5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)

6. Date Exercisable and Expiration Date

7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)

8. Price of Derivative Security
(Instr. 5)

9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)

10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)

11. Nature of Indirect Beneficial Ownership (Instr. 4)

| | | | Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | | | |

Explanation of Responses:
(1) | The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $10.82 to $10.95, inclusive. The reporting person undertakes to provide to Spark Energy, Inc., any security holder of Spark Energy, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Reporting Owners
Reporting Owner Name / Address | Relationships
| Director | 10% Owner | Officer | Other

Maxwell W Keith III
12140 WICKCHESTER LANE, SUITE 100
HOUSTON, TX 77079

X

X

CEO

TxEx Energy Investments, LLC 12140 WICKCHESTER LANE SUITE 100 HOUSTON, TX 77079 | | X | |
Retailco, LLC 12140 WICKCHESTER LANE SUITE 100 HOUSTON, TX 77079 | | X | |

Signatures |
/s/ W. Keith Maxwell III, by Dominique R. Colvard, Attorney-in-Fact | | 6/29/2021
**Signature of Reporting Person | | Date
/s/ W. Keith Maxwell III, Chief Executive Officer of TxEx Energy Investments, LLC | | 6/25/2021
**Signature of Reporting Person | | Date
/s/ W. Keith Maxwell III, Chief Executive Officer of Retailco, LLC | | 6/25/2021
**Signature of Reporting Person | | Date

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.