0001606268-21-000114 144 3 20211112 20211112 Via Renewables, Inc. 0001606268 4931 465453215 DE 1231 144 33 001-36559 211399854 12140 WICKCHESTER LANE SUITE 100 HOUSTON TX 77079 (713) 600-2600 12140 WICKCHESTER LANE SUITE 100 HOUSTON TX 77079 Spark Energy, Inc. 20140423 Via Renewables, Inc. 0001606268 4931 OFFICER 465453215 DE 1231 144 12140 WICKCHESTER LANE SUITE 100 HOUSTON TX 77079 (713) 600-2600 12140 WICKCHESTER LANE SUITE 100 HOUSTON TX 77079 Spark Energy, Inc. 20140423 144 1 clayform1441a01.htm 144 [[Image Removed]] UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933 ATTENTION: Transmit for filing 3 copies of this form concurrently with either placing an order with a broker to execute sale or executing a sale directly with a market maker. 3 (a) Title of the Class of Securities To Be Sold (b) Name and Address of Each Broker Through Whom the Securities are to be Offered or Each Market Maker who is Acquiring the Securities Broker-Dealer File Number SEC USE ONLY (c) Number of Shares or Other Units To Be Sold (See instr. 3(c)) (d) Aggregate Market Value (See instr. 3(d)) (e) Number of Shares or Other Units Outstanding (See instr. 3(e)) (f) Approximate Date of Sale (See instr. 3(f)) (MO. DAY YR.) (g) Name of Each Securities Exchange (See instr. 3(g)) INSTRUCTIONS: 1. (a) Name of issuer (b) Issuer’s I.R.S. Identification Number (c) Issuer’s S.E.C. file number, if any (d) Issuer’s address, including zip code (e) Issuer’s telephone number, including area code 2. (a) Name of person for whose account the securities are to be sold (b) Such person’s relationship to the issuer (e.g., officer, director, 10% stockholder, or member of immediate family of any of the foregoing) (c) Such person’s address, including zip code SEC 1147 (08-07) INSTRUCTION: The person filing this notice should contact the issuer to obtain the I.R.S. Identification Number and the S.E.C. File Number. AREA CODE NUMBER 3. (a) Title of the class of securities to be sold (b) Name and address of each broker through whom the securities are intended to be sold (c) Number of shares or other units to be sold (if debt securities, give the aggregate face amount) (d) Aggregate market value of the securities to be sold as of a specified date within 10 days prior to the filing of this notice (e) Number of shares or other units of the class outstanding, or if debt securities the face amount thereof outstanding, as shown by the most recent report or statement published by the issuer (f) Approximate date on which the securities are to be sold (g) Name of each securities exchange, if any, on which the securities are intended to be sold OMB APPROVAL SEC USE ONLY DOCUMENT SEQUENCE NO. CUSIP NUMBER WORK LOCATION OMB Number: 3235-0101 Expires: Estimated average burden hours per response ........... 1.00 1 (a) NAME OF ISSUER (Please type or print) (b) IRS IDENT. NO. (c) S.E.C. FILE NO. 1 (d) ADDRESS OF ISSUER STREET CITY STATE ZIP CODE (e) TELEPHONE NO. 2 (a) NAME OF PERSON FOR WHOSE ACCOUNT THE SECURITIES (b) RELATIONSHIP TO (c) ADDRESS STREET CITY STATE ZIP CODE ARE TO BE SOLD ISSUER Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. February 28, 2014July 31, 23 Via Renewables, Inc. 465453215 001-36559 12140 Wickchester Ln., Suite 100, Houston, TX 77079 713 600-2600 Barbara Clay 12140 Wickchester Ln., Suite 100, Houston, TX 77079 Officer Class A Common Stock Morgan Stanley 600 Travis Street, Suite 3700, 37th Floor Houston, TX 77002 7000 $82,860.26 15,572,388 11/08/2021 NASDAQ -------------------------------------------------------------------------------- [[Image Removed]] TABLE I –– SECURITIES TO BE SOLD Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor: Title of the Class Date you Acquired Name of Person from Whom Acquired Nature of Acquisition Transaction (If gift, also give date donor acquired) Amount of Securities Acquired Date of Payment Nature of Payment Name and Address of Seller Title of Securities Sold Date of Sale Amount of Securities Sold Gross Proceeds TABLE II –– SECURITIES SOLD DURING THE PAST 3 MONTHS Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold. INSTRUCTIONS: If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid. REMARKS: INSTRUCTIONS: s t See the definition of “person” in paragraph (a) of Rule 144. Information is to be given not only a o the person for whose account the securities are to be sold but also as to all other persons includ in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person fi this notice. ATTENTION: The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date. (SIGNATURE) ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001) DATE OF NOTICE DATE OF PLAN ADOPTION OR GIVING OF INSTRUCTION, IF RELYING ON RULE 10B5-1 The notice shall be signed by the person for whose account the securities are to be sold. At least one copy of the notice shall be manually signed.Any copies not manually signed shall bear typed or printed signatures. SEC 1147 (02-08) (S) Class A Common Stock 5/18/2021 Restricted Stock Award Via Renewables, Inc. 7,987 11/12/2021 Barbara Clay --------------------------------------------------------------------------------