FORM 3
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Washington, D.C. 20549
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OMB APPROVAL
OMB Number: 3235-0104 Estimated average burden hours per response... 0.5 |
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Electric Holdco, LLC
Spark Energy, Inc. [SPKE]
12140 WICKCHESTER LANE, SUITE 100
_____ Director
___
X
___ 10% Owner
HOUSTON, TX 77079
_
X
_ Form filed by One Reporting Person
1. Name and Address of Reporting Person
*
2. Date of Event Requiring Statement (MM/DD/YYYY)
3. Issuer Name
and
Ticker or Trading Symbol
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Officer (give title below)
_____ Other (specify below)
5. If Amendment, Date Original Filed
(MM/DD/YYYY)
6. Individual or Joint/Group Filing
(Check Applicable Line)
___ Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1.Title of Security
(Instr. 4)
2. Amount of Securities Beneficially Owned
(Instr. 4)
3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
4. Nature of Indirect Beneficial Ownership
(Instr. 5)
Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 4)
2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
4. Conversion or Exercise Price of Derivative Security
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
6. Nature of Indirect Beneficial Ownership
(Instr. 5)
Date Exercisable
Expiration Date
Title
Amount or Number of Shares
Class B Common Stock/Spark HoldCo Units
(1)
(1)
Class A Common Stock
10750000
(1)
I
See footnote
(2)
Remarks:
Exhibit List:
Exhibit 24 - Power of Attorney (CE)
Reporting Owners
Reporting Owner Name / Address
Director
10% Owner
Officer
Other
Electric Holdco, LLC
12140 WICKCHESTER LANE
SUITE 100
HOUSTON, TX 77079
X
Signatures
/s/ Electric Holdco, LLC, by Gil Melman, as Attorney-in-Fact
1/20/2016
**
Signature of Reporting Person
Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |