<SUBMISSION>
<ACCESSION-NUMBER>0001606268-18-000126
<TYPE>4
<PUBLIC-DOCUMENT-COUNT>1
<PERIOD>20181214
<FILING-DATE>20181218
<DATE-OF-FILING-DATE-CHANGE>20181218
<REPORTING-OWNER>
<OWNER-DATA>
<CONFORMED-NAME>Hartwick Kenneth Michael
<CIK>0001489396
</OWNER-DATA>
<FILING-VALUES>
<FORM-TYPE>4
<ACT>34
<FILE-NUMBER>001-36559
<FILM-NUMBER>181241627
</FILING-VALUES>
<MAIL-ADDRESS>
<STREET1>200 CLARENDON STREET
<CITY>BOSTON
<STATE>MA
<ZIP>02116
</MAIL-ADDRESS>
</REPORTING-OWNER>
<ISSUER>
<COMPANY-DATA>
<CONFORMED-NAME>Spark Energy, Inc.
<CIK>0001606268
<ASSIGNED-SIC>4931
<IRS-NUMBER>465453215
<STATE-OF-INCORPORATION>DE
<FISCAL-YEAR-END>1231
</COMPANY-DATA>
<BUSINESS-ADDRESS>
<STREET1>12140 WICKCHESTER LANE
<STREET2>SUITE 100
<CITY>HOUSTON
<STATE>TX
<ZIP>77079
<PHONE>(713) 600-2600
</BUSINESS-ADDRESS>
<MAIL-ADDRESS>
<STREET1>12140 WICKCHESTER LANE
<STREET2>SUITE 100
<CITY>HOUSTON
<STATE>TX
<ZIP>77079
</MAIL-ADDRESS>
</ISSUER>
<DOCUMENT>
<TYPE>4
<SEQUENCE>1
<FILENAME>wf-form4_154517420062865.xml
<DESCRIPTION>FORM 4
<TEXT>
FORM 4 OMB APPROVAL
[ ] Check this OMB Number:
box if no longer UNITED STATES SECURITIES AND EXCHANGE COMMISSION 3235-0287
subject to Washington, D.C. 20549 Estimated
Section 16. Form STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF average burden
4 or Form 5 SECURITIES hours per
obligations may response... 0.5
continue. See
Instruction
1(b).
Filed pursuant to Section 16(a) of the
Securities Exchange Act of 1934 or Section 30(h)
of the Investment Company Act of 1940
1. Name and Address of Reporting 2. Issuer Name and Ticker 5. Relationship of
Person * or Trading Symbol Reporting Person(s) to
Hartwick Kenneth Michael Spark Energy, Inc. [ SPKE Issuer (Check all
] applicable)
__X__
Director _____
10% Owner
(Last) (First) (Middle) 3. Date of Earliest _____ Officer (give title
12140 WICKCHESTER LANE SUITE 100 Transaction (MM/DD/YYYY) below) _____ Other
12/14/2018 (specify below)
(Street) 4. If Amendment, Date 6. Individual or
HOUSTON, TX 77079 Original Filed Joint/Group Filing (Check
(City) (State) (Zip) (MM/DD/YYYY) Applicable Line)
_X _ Form filed by One
Reporting Person
___ Form filed by More
than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security 2. 2A. 3. Trans. 4. Securities 5. Amount of 6. Ownership 7. Nature of
(Instr. 3) Trans. Deemed Code Acquired (A) or Securities Form: Direct Indirect
Date Execution (Instr. 8) Disposed of (D) Beneficially (D) or Beneficial
Date, if (Instr. 3, 4 and Owned Indirect (I) Ownership
any 5) Following (Instr. 4) (Instr. 4)
Reported
Transaction(s)
(Instr. 3 and
4)
(A)
or
Code V Amount (D) Price
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of 2. 3. Trans. Date 3A. 4. Trans. 5. Number of 6. Date Exercisable 7. Title and Amount of 8. Price 9. Number of 10. 11. Nature
Derivate Conversion Deemed Code Derivative Securities and Expiration Date Securities Underlying of derivative Ownership of
Security or Execution (Instr. 8) Acquired (A) or Derivative Security Derivative Securities Form of Indirect
(Instr. 3) Exercise Date, if Disposed of (D) (Instr. 3 and 4) Security Beneficially Derivative Beneficial
Price of any (Instr. 3, 4 and 5) (Instr. 5) Owned Security: Ownership
Derivative Following Direct (D) (Instr. 4)
Security Reported or
Transaction(s) Indirect
Date Expiration Amount or (Instr. 4) (I)
Exercisable Date Title Number of (Instr. 4)
Code V (A) (D) Shares
Restricted Stock Class A
Unit (1) 12/14/2018 A 125 (2) (3) (3) Common 125.0 $9.09 6412 (4) D
Stock
Explanation of Responses:
(1) Each restricted stock unit ("RSU") represents a right to receive, upon
vesting, one share of Class A Common Stock, par value $0.01 per share (the
"Class A Common Stock"), of Spark Energy, Inc., cash, or a combination of
both. Each RSU includes tandem dividend equivalents which will vest upon the
same schedule as the underlying RSU.
(2) These RSUs accrued on outstanding RSUs held by the reporting person as a
result of a dividend equivalent payment made to the holder when the Company
paid its most recent quarterly dividend on the Class A Common Stock.
(3) These RSUs will vest in full on May 18, 2019.
(4) Balance includes original grants of RSUs and dividend equivalents issued in
additional RSUs.
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Hartwick Kenneth Michael
12140 WICKCHESTER LANE SUITE 100 X
HOUSTON, TX 77079
Signatures
/s/ Kenneth M. Hartwick, by Nathan Kroeker as Attorney-in-Fact 12/18/2018
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned
directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction
4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal
Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If
space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not
required to respond unless the form displays a currently valid OMB control number.
</TEXT>
</DOCUMENT>
</SUBMISSION>