<SUBMISSION>
<ACCESSION-NUMBER>0001606268-18-000118
<TYPE>4
<PUBLIC-DOCUMENT-COUNT>1
<PERIOD>20181120
<FILING-DATE>20181121
<DATE-OF-FILING-DATE-CHANGE>20181121
<REPORTING-OWNER>
<OWNER-DATA>
<CONFORMED-NAME>Maxwell W Keith III
<CIK>0001582187
</OWNER-DATA>
<FILING-VALUES>
<FORM-TYPE>4
<ACT>34
<FILE-NUMBER>001-36559
<FILM-NUMBER>181198227
</FILING-VALUES>
<MAIL-ADDRESS>
<STREET1>12140 WICKCHESTER LANE
<STREET2>SUITE 100
<CITY>HOUSTON
<STATE>TX
<ZIP>77079
</MAIL-ADDRESS>
</REPORTING-OWNER>
<REPORTING-OWNER>
<OWNER-DATA>
<CONFORMED-NAME>Retailco, LLC
<CIK>0001664233
<STATE-OF-INCORPORATION>TX
<FISCAL-YEAR-END>1231
</OWNER-DATA>
<FILING-VALUES>
<FORM-TYPE>4
<ACT>34
<FILE-NUMBER>001-36559
<FILM-NUMBER>181198228
</FILING-VALUES>
<BUSINESS-ADDRESS>
<STREET1>12140 WICKCHESTER LANE, SUITE 100
<CITY>HOUSTON
<STATE>TX
<ZIP>77079
<PHONE>832-200-3792
</BUSINESS-ADDRESS>
<MAIL-ADDRESS>
<STREET1>12140 WICKCHESTER LANE, SUITE 100
<CITY>HOUSTON
<STATE>TX
<ZIP>77079
</MAIL-ADDRESS>
</REPORTING-OWNER>
<REPORTING-OWNER>
<OWNER-DATA>
<CONFORMED-NAME>TxEx Energy Investments, LLC
<CIK>0001664236
<STATE-OF-INCORPORATION>TX
<FISCAL-YEAR-END>1231
</OWNER-DATA>
<FILING-VALUES>
<FORM-TYPE>4
<ACT>34
<FILE-NUMBER>001-36559
<FILM-NUMBER>181198229
</FILING-VALUES>
<BUSINESS-ADDRESS>
<STREET1>12140 WICKCHESTER LANE, SUITE 100
<CITY>HOUSTON
<STATE>TX
<ZIP>77079
<PHONE>832-200-3792
</BUSINESS-ADDRESS>
<MAIL-ADDRESS>
<STREET1>12140 WICKCHESTER LANE, SUITE 100
<CITY>HOUSTON
<STATE>TX
<ZIP>77079
</MAIL-ADDRESS>
</REPORTING-OWNER>
<ISSUER>
<COMPANY-DATA>
<CONFORMED-NAME>Spark Energy, Inc.
<CIK>0001606268
<ASSIGNED-SIC>4931
<IRS-NUMBER>465453215
<STATE-OF-INCORPORATION>DE
<FISCAL-YEAR-END>1231
</COMPANY-DATA>
<BUSINESS-ADDRESS>
<STREET1>12140 WICKCHESTER LANE
<STREET2>SUITE 100
<CITY>HOUSTON
<STATE>TX
<ZIP>77079
<PHONE>(713) 600-2600
</BUSINESS-ADDRESS>
<MAIL-ADDRESS>
<STREET1>12140 WICKCHESTER LANE
<STREET2>SUITE 100
<CITY>HOUSTON
<STATE>TX
<ZIP>77079
</MAIL-ADDRESS>
</ISSUER>
<DOCUMENT>
<TYPE>4
<SEQUENCE>1
<FILENAME>wf-form4_154283424037328.xml
<DESCRIPTION>FORM 4
<TEXT>
FORM 4 OMB APPROVAL
[ ] Check this OMB Number:
box if no longer UNITED STATES SECURITIES AND EXCHANGE COMMISSION 3235-0287
subject to Washington, D.C. 20549 Estimated
Section 16. Form STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF average burden
4 or Form 5 SECURITIES hours per
obligations may response... 0.5
continue. See
Instruction
1(b).
Filed pursuant to Section 16(a) of the
Securities Exchange Act of 1934 or Section 30(h)
of the Investment Company Act of 1940
1. Name and Address of Reporting 2. Issuer Name and Ticker 5. Relationship of
Person * or Trading Symbol Reporting Person(s) to
Maxwell W Keith III Spark Energy, Inc. [ SPKE Issuer (Check all
] applicable)
__X__
Director __X__
10% Owner
(Last) (First) (Middle) 3. Date of Earliest _____ Officer (give title
12140 WICKCHESTER LANE, SUITE Transaction (MM/DD/YYYY) below) _____ Other
100, 11/20/2018 (specify below)
(Street) 4. If Amendment, Date 6. Individual or
HOUSTON, TX 77079 Original Filed Joint/Group Filing (Check
(City) (State) (Zip) (MM/DD/YYYY) Applicable Line)
___ Form filed by One
Reporting Person
_ X _ Form filed by More
than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security 2. Trans. Date 2A. 3. Trans. 4. Securities Acquired (A) 5. Amount of 6. Ownership 7. Nature of
(Instr. 3) Deemed Code or Disposed of (D) Securities Form: Direct (D) Indirect
Execution (Instr. 8) (Instr. 3, 4 and 5) Beneficially or Indirect (I) Beneficial
Date, if Owned Following (Instr. 4) Ownership
any Reported (Instr. 4)
Transaction(s)
(A) (Instr. 3 and 4)
or
Code V Amount (D) Price
Class A Common Stock 11/20/2018 P 1600 A $8.17 (1) 1341007 D
Class A Common Stock 1328008 I (2) See footnotes
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of 2. 3. 3A. 4. Trans. 5. Number of 6. Date Exercisable 7. Title and Amount of 8. Price 9. Number of 10. 11. Nature
Derivate Conversion Trans. Deemed Code Derivative and Expiration Date Securities Underlying of derivative Ownership of
Security or Date Execution (Instr. 8) Securities Derivative Security Derivative Securities Form of Indirect
(Instr. 3) Exercise Date, if Acquired (A) or (Instr. 3 and 4) Security Beneficially Derivative Beneficial
Price of any Disposed of (D) (Instr. 5) Owned Security: Ownership
Derivative (Instr. 3, 4 Following Direct (D) (Instr. 4)
Security and 5) Reported or
Transaction(s) Indirect
Date Expiration Amount or (Instr. 4) (I)
Exercisable Date Title Number of (Instr. 4)
Code V (A) (D) Shares
Explanation of Responses:
(1) The price reported in column 4 is a weighted average price. These shares
were purchased in multiple transactions at prices ranging from $8.10 to
$8.25, inclusive. The reporting person undertakes to provide to Spark
Energy, Inc., any security holder of Spark Energy, Inc., or the staff of the
Securities and Exchange Commission, upon request, full information regarding
the number of shares purchased at each separate price within the ranges set
forth in this footnote.
(2) Held directly by Retailco, LLC ("Retailco"). Retailco is a wholly-owned
subsidiary of TxEx Energy Investments, LLC, which is wholly owned by W.
Keith Maxwell III.
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Maxwell W Keith III
12140 WICKCHESTER LANE, SUITE 100 X X
HOUSTON, TX 77079
Retailco, LLC
12140 WICKCHESTER LANE X
SUITE 100
HOUSTON, TX 77079
TxEx Energy Investments, LLC
12140 WICKCHESTER LANE X
SUITE 100
HOUSTON, TX 77079
Signatures
/s/ W. Keith Maxwell III, by Gil Melman, Attorney-in-fact 11/21/2018
** Signature of Reporting Person Date
/s/ Retailco, LLC, by Gil Melman, Attorney-in-fact 11/21/2018
** Signature of Reporting Person Date
/s/ TxEx Energy Investments, LLC, by Gil Melman, Attorney-in-fact 11/21/2018
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned
directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction
4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal
Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If
space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not
required to respond unless the form displays a currently valid OMB control number.
</TEXT>
</DOCUMENT>
</SUBMISSION>