0001606268-17-000098 4/A 1 20160518 20170809 20170809 Kroeker Nathan 0001613718 4/A 34 001-36559 171019080 2105 CITYWEST BLVD. SUITE 100 HOUSTON TX 77042 Spark Energy, Inc. 0001606268 4931 465453215 DE 1231 12140 WICKCHESTER LANE SUITE 100 HOUSTON TX 77079 (713) 600-2600 12140 WICKCHESTER LANE SUITE 100 HOUSTON TX 77079 4/A 1 wf-form4a_150231444727103.xml FORM 4/A FORM 4 OMB APPROVAL [ ] Check this OMB Number: box if no longer UNITED STATES SECURITIES AND EXCHANGE COMMISSION 3235-0287 subject to Washington, D.C. 20549 Estimated Section 16. Form STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF average burden 4 or Form 5 SECURITIES hours per obligations may response... 0.5 continue. See Instruction 1(b). Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 1. Name and Address of Reporting 2. Issuer Name and Ticker 5. Relationship of Person * or Trading Symbol Reporting Person(s) to Kroeker Nathan Spark Energy, Inc. [ SPKE Issuer (Check all ] applicable) __X__ Director _____ 10% Owner __X__ Officer (give title (Last) (First) (Middle) 3. Date of Earliest below) _____ Other 12140 WICKCHESTER LANE SUITE 100 Transaction (MM/DD/YYYY) (specify below) 5/18/2016 President & CEO (Street) 4. If Amendment, Date 6. Individual or HOUSTON, TX 77079 Original Filed Joint/Group Filing (Check (City) (State) (Zip) (MM/DD/YYYY) Applicable Line) 5/20/2016 _X _ Form filed by One Reporting Person ___ Form filed by More than One Reporting Person Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 1.Title of Security 2. Trans. Date 2A. 3. Trans. Code 4. Securities Acquired (A) or Disposed 5. Amount of 6. Ownership Form: 7. Nature of (Instr. 3) Deemed (Instr. 8) of (D) Securities Direct (D) or Indirect Execution (Instr. 3, 4 and 5) Beneficially Owned Indirect (I) Beneficial Date, if Following Reported (Instr. 4) Ownership (Instr. any (A) Transaction(s) 4) or (Instr. 3 and 4) Code V Amount (D) Price Class A Common 5/18/2016 M (2) 4073 A $0 35395 D Stock (1) Class A Common Stock 5/18/2016 F 1116 (3) D $29.915 (4) 34279 D Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) 1. Title of 2. 3. Trans. Date 3A. 4. Trans. 5. Number of 6. Date Exercisable 7. Title and Amount of 8. Price 9. Number of 10. 11. Nature Derivate Security Conversion Deemed Code Derivative and Expiration Date Securities Underlying of derivative Ownership of (Instr. 3) or Execution (Instr. 8) Securities Acquired Derivative Security Derivative Securities Form of Indirect Exercise Date, if (A) or Disposed of (Instr. 3 and 4) Security Beneficially Derivative Beneficial Price of any (D) (Instr. 5) Owned Security: Ownership Derivative (Instr. 3, 4 and 5) Following Direct (D) (Instr. 4) Security Reported or Transaction(s) Indirect Date Expiration Amount or (Instr. 4) (I) Exercisable Date Title Number of (Instr. 4) Code V (A) (D) Shares Restricted Stock Class A Unit (2) 5/18/2016 M 4073 (2) (2) Common 4073.0 $0 40555 D Stock Restricted Stock Class A Unit (5) 5/18/2016 A 25000 (6) (6) Common 25000.0 (5) $0 65555 (1) D Stock Explanation of Responses: (1) On the Form 4 filed on May 18, 2016, the holdings in Table I were inadvertently misstated as 31,324 shares of Class A Common Stock, par value $0.01 per share (Class A Common Stock"). In Table II the total number of Restricted Stock Units ("RSU") was inadvertently overstated by 4,073 RSUs. (2) The shares of Class A Common Stock reported represent shares issued as a result of vesting of 4,073 RSUs on May 18, 2016. (3) Payment for tax liability through the withholding of shares of Class A Common Stock vesting on May 18, 2016 in an amount equal to the requisite withholding obligation. (4) Vesting price is based on the closing price of Class A Common Stock on May 18, 2016, pursuant to the Spark Energy, Inc. Long Term Incentive Plan. (5) Each RSU represents a right to receive, upon vesting, one share of Class A Common Stock of Spark Energy, Inc., cash, or a combination of both. Each RSU includes tandem dividend equivalents which will vest upon the same schedule referenced in footnote 5. (6) The RSUs will vest ratably over four years commencing May 18, 2017. Reporting Owners Reporting Owner Name / Address Relationships Director 10% Owner Officer Other Kroeker Nathan 12140 WICKCHESTER LANE SUITE 100 X President & CEO HOUSTON, TX 77079 Signatures /s/ Nathan Kroeker, by Gil Melman as Attorney-in-Fact 8/9/2017 ** Signature of Reporting Person Date Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. * If the form is filed by more than one reporting person, see Instruction 4(b)(v). ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.