0001606268-17-000014 8-K 14 20170302 2.02 20170303 20170303 Spark Energy, Inc. 0001606268 4931 465453215 DE 1231 8-K 34 001-36559 17661925 12140 WICKCHESTER LANE SUITE 100 HOUSTON TX 77079 (713) 600-2600 12140 WICKCHESTER LANE SUITE 100 HOUSTON TX 77079 8-K 1 form8-k3317.htm 8-K 4Q EARNINGS RELEASE Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 2. 2017 Spark Energy, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-36559 46-5453215 (State or Other Jurisdiction (Commission (IRS Employer of Incorporation) File Number) Identification Number) 12140 Wickchester Lane, Suite 100 Houston, Texas 77079 (Address of Principal Executive Offices) (Zip Code) (713) 600-2600 (Registrant’s Telephone Number, Including Area Code) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: Â Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) Â Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) Â Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) Â Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Item 2.02 Results of Operations and Financial Condition. On March 2, 2017 Spark Energy, Inc. (the “Company”) issued a press release announcing fourth quarter 2016 earnings (the “Press Release”). The Press Release is being furnished as Exhibit 99.1 to this Current Report and is incorporated by reference herein. The information above is being furnished, not filed, pursuant to Item 2.02 of Form 8-K. Accordingly, the information in Item 2.02 of this Current Report, including the Press Release, will not be incorporated by reference into any registration statement filed by the Company under the Securities Act of 1933, as amended (the “Securities Act”), or the Securities Exchange Act of 1934, as amended (the “Exchange Act”), unless specifically identified therein as being incorporated by reference. Item 9.01 Financial Statements and Exhibits. (d) Exhibits Exhibit No. Description 99.1 Press Release of Spark Energy, Inc. dated March 2, 2017 SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. Dated: March 3, 2017 Spark Energy, Inc. By: /s/ Gil Melman Name: Gil Melman Title: Vice President, General Counsel and Corporate Secretary Exhibit No. Description 99.1 Press Release of Spark Energy, Inc. dated March 2, 2017 EX-99.1 2 fourthquarter2016financi.htm EXHIBIT 99.1 [[Image Removed]] -------------------------------------------------------------------------------- [[Image Removed]] -------------------------------------------------------------------------------- [[Image Removed]] -------------------------------------------------------------------------------- [[Image Removed]] -------------------------------------------------------------------------------- [[Image Removed]] -------------------------------------------------------------------------------- [[Image Removed]] -------------------------------------------------------------------------------- [[Image Removed]] -------------------------------------------------------------------------------- [[Image Removed]] -------------------------------------------------------------------------------- [[Image Removed]] -------------------------------------------------------------------------------- [[Image Removed]] -------------------------------------------------------------------------------- [[Image Removed]] -------------------------------------------------------------------------------- [[Image Removed]] --------------------------------------------------------------------------------