0001606268-17-000067 8-K 1 20170525 5.07 20170526 20170526 Spark Energy, Inc. 0001606268 4931 465453215 DE 1231 8-K 34 001-36559 17871786 12140 WICKCHESTER LANE SUITE 100 HOUSTON TX 77079 (713) 600-2600 12140 WICKCHESTER LANE SUITE 100 HOUSTON TX 77079 8-K 1 a8-ksharekholdersmeeting52.htm FORM 8-K 2017 ANNUAL MEETING Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 25, 2017 Spark Energy, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-36559 46-5453215 (State or Other Jurisdiction (Commission (IRS Employer of Incorporation) File Number) Identification Number) 12140 Wickchester Lane., Suite 100 Houston, Texas 77079 (Address of Principal Executive Offices) (Zip Code) (713) 600-2600 (Registrant’s Telephone Number, Including Area Code) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: ¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) ¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) ¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) ¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter). Emerging growth company ? If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ? -------------------------------------------------------------------------------- Item 5.07. Submission of Matters to a Vote of Security Holders The Company held its annual meeting of shareholders on May 25, 2017 (the “Annual Meeting”). A total of 16,736,698 shares of Class A and Class B common stock representing 97.06% of the total shares outstanding and eligible to vote were represented in person or by valid proxies at the Annual Meeting. This percentage constituted a quorum. The final results for each of the matters submitted to a vote of shareholders at the Annual Meeting are as follows: Proposal 1: The nominee for Class III director was elected to serve a three-year term until the 2020 Annual Meeting, or until his respective successor is elected and qualified, by the votes set forth in the table below. Nominee For Withheld Broker Non-Votes James G. Jones II 12,901,912 1,987,503 1,847,283 Proposal 2: The appointment of KPMG, LLP as the Company's independent registered public accountants for fiscal year ended December 31, 2017 was ratified by the Company’s shareholders by the votes set forth in the table below: For Against Abstain 16,687,285 30,217 19,196 SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. Dated: May 26, 2017 SPARK ENERGY, INC. By: /s/ Gil Melman Name: Gil Melman Title: Vice President, General Counsel and Corporate Secretary