0001209191-22-037747.txt : 20220617 0001209191-22-037747.hdr.sgml : 20220617 20220617130139 ACCESSION NUMBER: 0001209191-22-037747 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220615 FILED AS OF DATE: 20220617 DATE AS OF CHANGE: 20220617 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Barajas Mike CENTRAL INDEX KEY: 0001893326 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36559 FILM NUMBER: 221023121 MAIL ADDRESS: STREET 1: 12140 WICKCHESTER LN STREET 2: STE 100 CITY: HOUSTON STATE: TX ZIP: 77079 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Via Renewables, Inc. CENTRAL INDEX KEY: 0001606268 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC & OTHER SERVICES COMBINED [4931] IRS NUMBER: 465453215 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 12140 WICKCHESTER LANE STREET 2: SUITE 100 CITY: HOUSTON STATE: TX ZIP: 77079 BUSINESS PHONE: (713) 600-2600 MAIL ADDRESS: STREET 1: 12140 WICKCHESTER LANE STREET 2: SUITE 100 CITY: HOUSTON STATE: TX ZIP: 77079 FORMER COMPANY: FORMER CONFORMED NAME: Spark Energy, Inc. DATE OF NAME CHANGE: 20140423 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2022-06-15 0 0001606268 Via Renewables, Inc. VIA 0001893326 Barajas Mike 12140 WICKCHESTER LANE SUITE 100 HOUSTON TX 77079 0 1 0 0 Chief Financial Officer Restricted Stock Unit 2022-06-15 4 A 0 1641 8.27 A Class A Common Stock 1641 76545 D Each Restricted Stock Unit represents a right to receive, upon vesting, one share of Class A Common Stock, cash, or a combination of both. Each Restricted Stock Unit includes tandem dividend equivalents which will vest upon the same schedule as the underlying Restricted Stock Units. These Restricted Stock Units accrued on outstanding Restricted Stock Units held by the reporting person as a result of a dividend equivalent payment made to the holder when the Company paid its most recent quarterly dividend on the Class A Common Stock. These Restricted Stock Units vest ratably over four years in May of each year starting in the year following the grant. The price is based on the closing price on June 1, 2022 of $8.27. Balance includes original grants of Restricted Stock Units and dividend equivalents issued in additional Restricted Stock Units. /s/ Mike Barajas, By Barbara Clay, attorney-in-fact 2022-06-17