Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Form 3 Holdings Reported
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Form 4 Transactions Reported
OMB APPROVAL |
OMB Number: 3235-0362 Estimated average burden hours per response... 1.0 |
Washington, D.C. 20549
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
1. Name and Address of Reporting Person Maxwell W. Keith III | 2. Issuer Name and Ticker or Trading Symbol Via Renewables, Inc. VIA] | 5. Relationship of Reporting Person(s) to Issuer (Check all applicable) X Director 10% Owner X Officer (give title below) Other (specify below) Chief Executive Officer |
(Last) (First) (Middle) 12140 Wickchester Lane , Suite 100 | 3. Statement for Issuer's Fiscal Year Ended (Month/Day/Year) 12/31/2022 | |
(Street) Houston TX 77079 | 4. If Amendment, Date Original Filed (Month/Day/Year) | 6. Individual or Joint/Group Reporting (check applicable line) X Form filed by One Reporting Person Form filed by More than One Reporting Person |
(City) (State) (Zip) |
1.Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned at end of Issuer's Fiscal Year (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | ||
Amount | (A) or (D) | Price | |||||||
Class A Common Stock | 06/14/2022 | G | 6,500 | D | $0 | 3,668,747 (1) | D |
1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Underlying Securities (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of Derivative Securities Beneficially Owned at End of Issuer's Fiscal Year (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
(A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
(1) Reflects a downward adjustment of one share from balance most recently reported after giving effect to the gift reported herein.
/s/ W. Keith Maxwell III, by Barbara Clay, Attorney- in-Fact | 02/14/2023 | |
**Signature of Reporting Person | Date | |
* If the form is filed by more than one reporting person, see Instruction 4(b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space provided is insufficient, see Instruction 6 for procedure. |
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