0001209191-23-031424.txt : 20230522
0001209191-23-031424.hdr.sgml : 20230522
20230522161219
ACCESSION NUMBER: 0001209191-23-031424
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230518
FILED AS OF DATE: 20230522
DATE AS OF CHANGE: 20230522
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Hartwick Kenneth Michael
CENTRAL INDEX KEY: 0001489396
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36559
FILM NUMBER: 23944545
MAIL ADDRESS:
STREET 1: 200 CLARENDON STREET
CITY: BOSTON
STATE: MA
ZIP: 02116
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Via Renewables, Inc.
CENTRAL INDEX KEY: 0001606268
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC & OTHER SERVICES COMBINED [4931]
IRS NUMBER: 465453215
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 12140 WICKCHESTER LANE
STREET 2: SUITE 100
CITY: HOUSTON
STATE: TX
ZIP: 77079
BUSINESS PHONE: (713) 600-2600
MAIL ADDRESS:
STREET 1: 12140 WICKCHESTER LANE
STREET 2: SUITE 100
CITY: HOUSTON
STATE: TX
ZIP: 77079
FORMER COMPANY:
FORMER CONFORMED NAME: Spark Energy, Inc.
DATE OF NAME CHANGE: 20140423
4
1
doc4.xml
FORM 4 SUBMISSION
X0407
4
2023-05-18
0
0001606268
Via Renewables, Inc.
VIA
0001489396
Hartwick Kenneth Michael
12140 WICKCHESTER LANE
SUITE 100
HOUSTON
TX
77079
1
0
0
0
0
Class A Common Stock
2023-05-18
4
M
0
3297
0.00
A
12126
D
Restricted Stock Uni
2023-05-18
4
M
0
3297
0.00
D
Class A Common Stock
3297
0
D
Restricted Stock Unit
2023-05-18
4
A
0
2936
0.00
A
Class A Common Stock
2936
2936
D
The shares of Class A Common Stock, par value $0.01 per share (the "Class A Common Stock"), reported represent shares issued as a result of vesting of 3,297 restricted stock units (the "Restricted Stock Units") on May 18, 2023. All share counts of Class A Common Stock reported in this Form 4 have been adjusted to reflect the Issuer's 1 for 5 reverse stock split effected on March 21, 2023.
Each Restricted Stock Unit represents a right to receive, upon vesting, one share of Class A Common Stock, cash, or a combination of both. Each Restricted Stock Unit includes tandem dividend equivalents which vest upon the same schedule as the underlying Restricted Stock Units.
On May 18, 2022, the reporting person received a grant of 2,975 Restricted Stock Units and tandem dividend equivalent rights that vested in full on May 18, 2023.
These Restricted Stock Units vest one year from the grant date on May 18, 2024.
/s/ Kenneth M. Hartwick, By Barbara Clay, attorney-in-fact
2023-05-22