0001209191-23-031421.txt : 20230522
0001209191-23-031421.hdr.sgml : 20230522
20230522161110
ACCESSION NUMBER: 0001209191-23-031421
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230518
FILED AS OF DATE: 20230522
DATE AS OF CHANGE: 20230522
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Bush Amanda
CENTRAL INDEX KEY: 0001582143
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36559
FILM NUMBER: 23944526
MAIL ADDRESS:
STREET 1: 12140 WICKCHESTER LN
STREET 2: SUITE 100
CITY: HOUSTON
STATE: TX
ZIP: 77057
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Via Renewables, Inc.
CENTRAL INDEX KEY: 0001606268
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC & OTHER SERVICES COMBINED [4931]
IRS NUMBER: 465453215
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 12140 WICKCHESTER LANE
STREET 2: SUITE 100
CITY: HOUSTON
STATE: TX
ZIP: 77079
BUSINESS PHONE: (713) 600-2600
MAIL ADDRESS:
STREET 1: 12140 WICKCHESTER LANE
STREET 2: SUITE 100
CITY: HOUSTON
STATE: TX
ZIP: 77079
FORMER COMPANY:
FORMER CONFORMED NAME: Spark Energy, Inc.
DATE OF NAME CHANGE: 20140423
4
1
doc4.xml
FORM 4 SUBMISSION
X0407
4
2023-05-18
0
0001606268
Via Renewables, Inc.
VIA
0001582143
Bush Amanda
12140 WICKCHESTER LANE
SUITE 100
HOUSTON
TX
77079
1
0
0
0
0
Class A Common Stock
2023-05-18
4
M
0
1455
0.00
A
4184
D
Restricted Stock Unit
2023-05-18
4
M
0
1455
0.00
D
Class A Common Stock
1455
0
D
Restricted Stock Unit
2023-05-18
4
A
0
2936
0.00
A
Class A Common Stock
2936
2936
D
The shares of Class A Common Stock, par value $0.01 per share (the "Class A Common Stock"), reported represent shares issued as a result of vesting of 1,455 restricted stock units (the "Restricted Stock Units") on May 18, 2023. All share counts of Class A Common Stock (and Restricted Stock Units) reported in this Form 4 have been adjusted to reflect the Issuer's 1 for 5 reverse stock split effected on March 21, 2023.
Each Restricted Stock Unit represents a right to receive, upon vesting, one share of Class A Common Stock, cash, or a combination of both. Each Restricted Stock Unit includes tandem dividend equivalents which vest upon the same schedule as the underlying Restricted Stock Units.
On May 18, 2022, the reporting person received a grant of 1,313 Restricted Stock Units and tandem dividend equivalent rights that vested in full on May 18, 2023.
These Restricted Stock Units vest one year from the grant date on May 18, 2024.
/s/ Amanda Bush, by Barbara Clay, Attorney-in-Fact
2023-05-22