0001214659-24-011041.txt : 20240617 0001214659-24-011041.hdr.sgml : 20240617 20240617172030 ACCESSION NUMBER: 0001214659-24-011041 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240613 FILED AS OF DATE: 20240617 DATE AS OF CHANGE: 20240617 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Barajas Mike CENTRAL INDEX KEY: 0001893326 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36559 FILM NUMBER: 241049320 MAIL ADDRESS: STREET 1: 12140 WICKCHESTER LN STREET 2: STE 100 CITY: HOUSTON STATE: TX ZIP: 77079 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Via Renewables, Inc. CENTRAL INDEX KEY: 0001606268 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC & OTHER SERVICES COMBINED [4931] ORGANIZATION NAME: 01 Energy & Transportation IRS NUMBER: 465453215 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 12140 WICKCHESTER LANE STREET 2: SUITE 100 CITY: HOUSTON STATE: TX ZIP: 77079 BUSINESS PHONE: (713) 600-2600 MAIL ADDRESS: STREET 1: 12140 WICKCHESTER LANE STREET 2: SUITE 100 CITY: HOUSTON STATE: TX ZIP: 77079 FORMER COMPANY: FORMER CONFORMED NAME: Spark Energy, Inc. DATE OF NAME CHANGE: 20140423 4 1 marketforms-66334.xml PRIMARY DOCUMENT X0508 4 2024-06-13 0001606268 Via Renewables, Inc. VIA 0001893326 Barajas Mike 12140 WICKCHESTER LANE SUITE 100 HOUSTON TX 77079 false true false false Chief Financial Officer 0 Class A Common Stock 2024-06-13 4 D false 8751 11.00 D 0 D Restricted Stock Unit 2024-06-13 4 D false 14417 11.00 D Class A Common Stock 14417 0 D Pursuant to the Agreement and Plan of Merger, dated as of December 29, 2023 (the "Merger Agreement"), by and among the Company, Retailco, LLC, a Texas limited liability company, and NuRetailco LLC, a Delaware limited liability company and wholly-owned subsidiary of Parent, all of the reporting person's Class A Common Stock was acquired for $11.00 per share. Each Restricted Stock Unit represents a right to receive, upon vesting, one share of Class A Common Stock, cash, or a combination of both. Each Restricted Stock Unit includes tandem dividend equivalents which will vest upon the same schedule as the underlying Restricted Stock Units. Pursuant to the Merger Agreement, all of the reporting person's Restricted Stock Units were cancelled, extinguished and converted into $11.00 per Restricted Stock Unit. These Restricted Stock Units vest ratably over four years in May of each year starting in the year following the grant. /s/ Mike Barajas, by Barbara Clay, attorney-in-fact 2024-06-17