0001214659-24-011041.txt : 20240617
0001214659-24-011041.hdr.sgml : 20240617
20240617172030
ACCESSION NUMBER: 0001214659-24-011041
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240613
FILED AS OF DATE: 20240617
DATE AS OF CHANGE: 20240617
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Barajas Mike
CENTRAL INDEX KEY: 0001893326
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36559
FILM NUMBER: 241049320
MAIL ADDRESS:
STREET 1: 12140 WICKCHESTER LN
STREET 2: STE 100
CITY: HOUSTON
STATE: TX
ZIP: 77079
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Via Renewables, Inc.
CENTRAL INDEX KEY: 0001606268
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC & OTHER SERVICES COMBINED [4931]
ORGANIZATION NAME: 01 Energy & Transportation
IRS NUMBER: 465453215
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 12140 WICKCHESTER LANE
STREET 2: SUITE 100
CITY: HOUSTON
STATE: TX
ZIP: 77079
BUSINESS PHONE: (713) 600-2600
MAIL ADDRESS:
STREET 1: 12140 WICKCHESTER LANE
STREET 2: SUITE 100
CITY: HOUSTON
STATE: TX
ZIP: 77079
FORMER COMPANY:
FORMER CONFORMED NAME: Spark Energy, Inc.
DATE OF NAME CHANGE: 20140423
4
1
marketforms-66334.xml
PRIMARY DOCUMENT
X0508
4
2024-06-13
0001606268
Via Renewables, Inc.
VIA
0001893326
Barajas Mike
12140 WICKCHESTER LANE
SUITE 100
HOUSTON
TX
77079
false
true
false
false
Chief Financial Officer
0
Class A Common Stock
2024-06-13
4
D
false
8751
11.00
D
0
D
Restricted Stock Unit
2024-06-13
4
D
false
14417
11.00
D
Class A Common Stock
14417
0
D
Pursuant to the Agreement and Plan of Merger, dated as of December 29, 2023 (the "Merger Agreement"), by and among the Company, Retailco, LLC, a Texas limited liability company, and NuRetailco LLC, a Delaware limited liability company and wholly-owned subsidiary of Parent, all of the reporting person's Class A Common Stock was acquired for $11.00 per share.
Each Restricted Stock Unit represents a right to receive, upon vesting, one share of Class A Common Stock, cash, or a combination of both. Each Restricted Stock Unit includes tandem dividend equivalents which will vest upon the same schedule as the underlying Restricted Stock Units.
Pursuant to the Merger Agreement, all of the reporting person's Restricted Stock Units were cancelled, extinguished and converted into $11.00 per Restricted Stock Unit.
These Restricted Stock Units vest ratably over four years in May of each year starting in the year following the grant.
/s/ Mike Barajas, by Barbara Clay, attorney-in-fact
2024-06-17