UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM
Amendment No.1
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(D)
OF THE SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported):
(Exact Name of Registrant as Specified in its Charter) |
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(State or Other Jurisdiction of Incorporation) |
| (Commission File Number) |
| (IRS Employer Identification Number) |
(Address of Principal Executive Offices)
(Zip Code)
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(Registrant’s Telephone Number, Including Area Code)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
| Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) | |
| Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) | |
| Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) | |
| Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Securities registered pursuant to Section 12(b) of the Act:
Title of each class |
| Trading Symbols(s) |
| Name of exchange on which registered |
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| The |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
EXPLANTORY NOTE
This Form 8-K/A is being filed to include the completed signature page to the Form 8-K that was originally filed with the SEC on November 15, 2024 (“Original Form 8-K). This Form 8-K/A includes signature of the chief financial officer of the registrant. No other changes have been made to the Original Form 8-K.
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Dated: November 18, 2024
Via Renewables, Inc.
By: | /s/ Mike Barajas |
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Name: | Mike Barajas |
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Title: | Chief Financial Officer |
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Cover |
Nov. 15, 2024 |
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| Cover [Abstract] | |
| Entity Registrant Name | Via Renewables, Inc. |
| Entity Central Index Key | 0001606268 |
| Document Type | 8-K/A |
| Amendment Flag | true |
| Entity Emerging Growth Company | false |
| Document Period End Date | Nov. 15, 2024 |
| Entity File Number | 001-36559 |
| Entity Incorporation State Country Code | DE |
| Entity Tax Identification Number | 46-5453215 |
| Entity Address Address Line 1 | 12140 Wickchester Ln |
| Entity Address Address Line 2 | Ste 100 |
| Entity Address City Or Town | Houston |
| Entity Address State Or Province | TX |
| Entity Address Postal Zip Code | 77079 |
| City Area Code | 713 |
| Local Phone Number | 600-2600 |
| Security 12b Title | 8.75% Series A Fixed-to-Floating RateCumulative Redeemable Perpetual Preferred Stock, par value $0.01 per share |
| Trading Symbol | VIASP |
| Security Exchange Name | NASDAQ |
| Written Communications | false |
| Soliciting Material | false |
| Pre Commencement Tender Offer | false |
| Pre Commencement Issuer Tender Offer | false |
| Amendment Description | This Form 8-K/A is being filed to include the completed signature page to the Form 8-K that was originally filed with the SEC on November 15, 2024 (“Original Form 8-K). This Form 8-K/A includes signature of the chief financial officer of the registrant. No other changes have been made to the Original Form 8-K. |